The Physics Candidacy Examination

advancement to candidacy

Before embarking formally on Ph.D. thesis research, a student must become a candidate for the doctorate. The requirement for advancement to candidacy is to pass a comprehensive written test administered by the physics department: the candidacy exam. The purpose of the exam is twofold. First, it assures that the student has the requisite knowledge to undertake independent research at the Ph.D. level. Second, it assures that the student has the broad competency in physics that a doctoral degree implies.

subject and level of coverage

The exam poses problems in which the student must use physics reasoning to predict the outcome of a real or hypothetical situation. The exam tests for mastery of physics course material at the advanced undergraduate level. The questions test for deeper and more integrated understanding than is normally required in an undergraduate course. A question often requires knowledge from more than one undergraduate course. Past exams on file in the library show the style and the level of the questions.

The central topics to be covered by the exam are Quantum Mechanics, Electromagnetism, Classical Mechanics, and Statistical Mechanics (Thermodynamics). It is to be expected that the exam also will regularly cover Special Relativity. Some questions may touch on more specialized topics, such as Mathematical Physics, Astrophysics, Solid State (Condensed Matter), Optics, Atomic Physics, Experimental Physics, High Energy Physics, and Short Answer Estimation. However, such questions are to be within the scope of undergraduate material that the faculty takes to be indispensable.

studying for the exam

Since most students have not taken a broadly based exam like this before, they generally need to prepare for it. Students normally spend two months or more studying for the exam, reviewing their undergraduate course work and solving previously-posed exam problems for themselves. Often students study in pairs or groups. Many faculty and senior students look back on their study for such exams as one of the most valuable parts of their PhD training.

From the University of Chicago network you can download past exams by linking to the Crerar Library reserves . If it is more convenient, you can also go to the Crerar Library and make hard copies of these exams. Entering graduate students who have not yet arrived on campus can contact David D. Reid for copies of selected exams.

taking the exam

Students who intend to take the exam are asked to inform the department office a couple of months before it is given. All students are expected to attempt the exam by the Fall of their second year. Students must pass the exam by the Fall of their third year. The exam is open to first-year students on entering. It is to be emphasized that performance on the exam, if taken on entering, will not negatively affect any student.

The exam is given in two six-hour sessions, usually on the third floor of Kersten. Students may bring a calculator capable of performing arithmetic and calculating standard mathematical functions, but not one which stores information to be consulted during the exam. The students are not allowed to consult outside information except for two items. A student may prepare a single sheet of standard sized office paper with his or her own handwritten notes. Students may consult a sheet provided at the exam listing physical constants and conversion factors. Students are trusted not to use outside information beyond these sources. Students are free to leave the room. A member of the exam committee will be reachable to answer questions that arise. Most students bring some food; tea, coffee, and soft drinks will be provided at lunchtime.

how the exam is written and graded

A committee of four faculty members and the department's Executive Officer is responsible for making up the exam. The faculty members are chosen to span the breadth of expertise in the department. It is administered just before the beginning of the autumn quarter and just after the end of the spring quarter. A number of measures are taken to assure the impartiality and accuracy of the exam. The questions are submitted by the faculty at large. Each question on the exam question is revised by a committee member and is worked and critiqued independently by another member, to assure that the question is well posed and appropriate. The committee grades the exams without knowing the identities of the students. Two committee members grade each exam question independently, without writing on the exam. If the two scores on a question differ by more than two points out of ten, those members review their notes, discuss that student's solution and resolve the discrepancy. Once the scores have been established, the committee meets to decide what level of performance should be sufficient to pass (still without knowing the identities of the students). Historically this level has corresponded to a threshold score of about half of the maximum score. In borderline cases, the committee looks at the student's performance on individual questions. They look for evidence of breadth and of solid reasoning.

Scores deemed insufficient for advancement to candidacy may nevertheless be high enough to qualify for a master's degree. Such students are given a so-called M-level pass but are not admitted to candidacy.

announcing the results

Students are informed about whether they passed as soon as possible after the exam is graded. Solutions are made available later as an aid for future students. The committee does not attempt to explain its grading of individual exams to the students. However, upon request students may receive (a) their unmarked solutions and (b) qualitative feedback on their exam results from the Executive Officer. Neither total scores nor scores on individual problems will be given.

T. Witten June 16, 2003
Last modified by D. Reid, June 2006

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